Committed to Integrity, Transparency, and Compliance
We maintain the highest standards of legal and regulatory compliance across all our operations, ensuring trust, accountability, and ethical business practices.
Our Compliance Framework
Operating across multiple jurisdictions requires a robust and comprehensive compliance framework. We have implemented systems, policies, and procedures that meet or exceed regulatory requirements in every market we serve.
Our compliance program is regularly reviewed and updated to reflect changes in legislation, industry best practices, and stakeholder expectations. We work closely with legal advisors, regulators, and industry bodies to ensure ongoing compliance.
Zero Tolerance: We maintain a zero-tolerance policy towards bribery, corruption, money laundering, and any form of unethical conduct.
ISO 9001:2015
Quality Management Systems
CertifiedISO 14001:2015
Environmental Management
CertifiedISO 45001:2018
Occupational Health & Safety
CertifiedIFRS Compliance
International Financial Reporting
CompliantKey Compliance Areas
Our comprehensive compliance program covers all aspects of our business operations and investment activities.
Regulatory Compliance
We operate in full compliance with all applicable laws, regulations, and licensing requirements across our jurisdictions including Kenya, UAE, Tanzania, and Somalia.
- Business registration and licensing
- Securities and investment regulations
- Local content and employment laws
- Environmental regulations and permits
- Tax compliance and reporting
Anti-Money Laundering (AML) & Counter-Terrorism Financing (CTF)
Robust AML/CTF policies ensure all investments are thoroughly vetted and comply with international standards.
- Customer Due Diligence (CDD) procedures
- Enhanced Due Diligence (EDD) for high-risk clients
- Ongoing transaction monitoring
- Suspicious Activity Reporting (SAR)
- Regular AML training for all staff
Data Protection & Privacy
We are committed to protecting personal and corporate data in accordance with applicable data protection laws.
- GDPR compliance where applicable
- Kenya Data Protection Act (DPA) compliance
- Secure data storage and encryption
- Privacy impact assessments
- Data breach response procedures
Corporate Governance
Strong governance framework ensuring accountability, transparency, and ethical decision-making at all levels.
- Board of Directors oversight
- Clear roles and responsibilities
- Conflict of interest policies
- Regular board meetings and reporting
- Shareholder rights protection
Financial Reporting & Transparency
Accurate and timely financial reporting in accordance with International Financial Reporting Standards (IFRS).
- Annual audited financial statements
- Quarterly management reports
- Independent external audits
- Public disclosure of material information
- Investor reporting and communication
Risk Management & Internal Controls
Comprehensive risk management framework to identify, assess, and mitigate operational, financial, and compliance risks.
- Enterprise risk management (ERM) framework
- Internal audit function
- Fraud prevention and detection
- Business continuity planning
- Insurance and liability coverage
Policies & Documentation
Access our key policies and compliance documents. All policies are regularly reviewed and updated.
Code of Conduct
Ethical standards for employees, directors, and partners
Anti-Bribery & Corruption Policy
Zero-tolerance approach to bribery and corruption
Whistleblower Policy
Protection for those reporting misconduct
Environmental & Social Policy
Commitment to sustainable and responsible practices
Privacy Policy
How we collect, use, and protect personal data
Conflict of Interest Policy
Managing and disclosing potential conflicts
For full policy documents or compliance inquiries, please contact our Legal & Compliance team.
compliance@company.comWhistleblower Protection
We encourage employees, partners, and stakeholders to report any suspected violations of law, regulations, or company policies. All reports are treated confidentially and whistleblowers are protected from retaliation.
Anonymous reporting available
Independent investigation process
No retaliation policy
Regulatory Oversight
We operate under the oversight of multiple regulatory authorities and maintain active licenses in all jurisdictions where we conduct business.
Kenya
- • Capital Markets Authority (CMA)
- • Kenya Revenue Authority (KRA)
- • Office of the Data Protection Commissioner
United Arab Emirates
- • Securities and Commodities Authority (SCA)
- • Dubai Financial Services Authority (DFSA)
Tanzania
- • Capital Markets and Securities Authority
- • Tanzania Revenue Authority (TRA)
Somalia
- • Ministry of Finance
- • Central Bank of Somalia
Compliance Culture & Training
Compliance is not just about policies—it's embedded in our culture. All employees receive regular training on legal and regulatory requirements, ethical standards, and company policies.
Staff Trained Annually
Compliance Hotline
Tolerance Policy
Questions About Our Compliance?
Our Legal & Compliance team is available to answer questions from investors, partners, regulators, and other stakeholders.